MONTRÉAL/CMEDIA: A hearing panel of the Canadian Investment Regulatory Organization (CIRO ) has reportedly scheduled a hearing in the matter of Omer Naek regarding the Investment Dealer and Partially Consolidated Rules.
With the hearing being open to the public unless the panel orders otherwise, the decision of the hearing panel will be made available at www.ciro.ca.
Hearing Dates: November 17-21, 2025 at 9:30 am (Eastern Time)
Location: CIRO, 525 Viger Avenue West, Suite 601, Montréal, Québec, H2Z 0B2
Members of the public who desire to obtain further particulars should fill out a form .
The hearing concerns allegations that Omer Naek:
a) made unauthorized transfers and misappropriated funds from three clients, and
b) failed to attend an interview convened by CIRO Enforcement.
The Notice of Hearing and Statement of Allegations, which set out the allegations, are available at:
Naek, Omer – Notice of Hearing and Statement of Allegations
During Omer Naek’s registration with TD Waterhouse Canada Inc. in the Dollard-des-Ormeaux area in Québec, the alleged violations occurred that Naek was not currently registered in the securities industry in any capacity.
The national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces, The Canadian Investment Regulatory Organization (CIRO) is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.
For more information, visit www.ciro.ca .
All information about disciplinary proceedings relating to current and former member firms and individual registrants under the Investment Dealer and Partially Consolidated Rules (for investment dealers), the Mutual Fund Dealer Rules (for mutual fund dealers) and the Universal Market Integrity Rules (UMIR) is available on CIRO’s website .
The Advisor Report service provides free of charge background information regarding the qualifications and disciplinary history of advisors currently employed by CIRO-regulated investment firms. Information on how to make dealer, advisor or marketplace-related complaints is available by calling 1-877-442-4322.
Possible misconduct by its member firms and individual registrants is being investigated by CIRO.
In addition, the CIRO can bring disciplinary proceedings which may result in sanctions including fines, suspensions, permanent bars, expulsion from membership, or termination of rights and privileges for individuals and firms.
All other Inquiries: Complaints & Inquiries Secure form is available by
Email to info@ciro.ca; By calling: Toll-free (Canada /US) 1-877-442-4322
SOURCE Canadian Investment Regulatory Organization (CIRO)
